Banking and Financial Regulation - JEM142

• Anglický název: Banking and Financial Regulation
• Zajišťuje: Institut ekonomických studií (23-IES)
• Fakulta: Fakulta sociálních věd
• Platnost: od 2022
• Semestr: letní
• E-Kredity: 6
• Způsob provedení zkoušky: letní s.:
• Rozsah, examinace: letní s.:2/2, Zk [HT]
• Počet míst: 97 / 97 (59)
• Minimální obsazenost: neomezen
• 4EU+: ne
• Virtuální mobilita / počet míst pro virtuální mobilitu: ne
• Stav předmětu: vyučován
• Jazyk výuky: angličtina
• Způsob výuky: prezenční
• Způsob výuky: prezenční
• Poznámka: předmět je možno zapsat mimo plán; povolen pro zápis po webu; při zápisu přednost, je-li ve stud. plánu
• Garant: doc. Ing. Zdeněk Tůma, CSc.; PhDr. Vladimír Dvořák
• Vyučující: PhDr. Vladimír Dvořák; Alessandro Chiari; doc. Ing. Zdeněk Tůma, CSc.
• Třída: Courses for incoming students

Anotace

čeština

Poslední úprava: Mgr. Michaela Čuprová (02.02.2020)

This course is mainly focused on the latest trends and development in financial and banking regulatory framework. The lectures familiarize students with development in banking regulation with emphasis on Basel rules (CRD IV/CRR). After the completion of the course, students should have detail knowledge of regulatory procedures as well as models used in credit/market risk management.

angličtina

Poslední úprava: Ing. Monika Hollmannová (29.10.2019)

This course is mainly focused on the latest trends and development in financial and banking regulatory framework. The lectures familiarize students with development in banking regulation with emphasis on Basel rules (CRD IV/CRR). After the completion of the course, students should have detail knowledge of regulatory procedures as well as models used in credit/market risk management.

Podmínky zakončení předmětu

Poslední úprava: PhDr. Vladimír Dvořák (18.02.2019)

Team presentation: 25 pts

Mid-term test: 25 pts

Total from seminars: 50 pts

Final written + oral exam: 50 pts

Total: 100 pts

 

Literatura

čeština

Poslední úprava: PhDr. Petr Bednařík, Ph.D. (15.05.2020)

Indicative bibliography

1.Mejstřík,M. - Pečená, M. - Teplý, P. (2008). Basic Principles of Banking, Prague: Karolinumpress, ISBN 978-80-246-1500-4.

2. CRD IV – „Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Text with EEA relevance“.

3.CRR –„Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Text with EEA relevance“.

 

Recommended:

1. Heidi M. Schooner, Michael Taylor, Global Bank Regulation : Principles and Policies, Amsterdam: Elsevier, ISBN 978-0- 12-641003-7.

2. Laurent Balthazar, From Basel 1 to Basel 3 : the integration of state of the art risk modeling in banking regulation, London: Palgrave Macmillan, ISBN 1-4039-4888-7.

3. European Banking Authority - Regulation and policyhttps:// www.eba.europa.eu/regulation-and-policy.

4. European Banking Authority - Interactive Single Rulebookhttps://www.eba.europa.eu/regulation-and-policy/single-rulebook/interactive-single-rulebook.

5. Karel Kabelík, Banking Regulation – Trends & Impacts, Prague: Czech Banking Association, ISBN 978-80-260-7979-8.

6. Marcel Magnus, Alienor Anne Duvillet-Margerit, Benoit Mesnard, Upgrading the Basel standards: from Basel III to Basel IV? Economic Governance Support Unit (EGOV) of the European Parliament, European Union, 2017.

angličtina

Poslední úprava: Mgr. Michaela Čuprová (07.06.2020)

Indicative bibliography

1.Mejstřík,M. - Pečená, M. - Teplý, P. (2008). Basic Principles of Banking, Prague: Karolinumpress, ISBN 978-80-246-1500-4.

2. CRD IV – „Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Text with EEA relevance“.

3.CRR –„Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Text with EEA relevance“.

Recommended:

1. Heidi M. Schooner, Michael Taylor, Global Bank Regulation: Principles and Policies, Amsterdam: Elsevier, ISBN 978-0- 12-641003-7.

2. Laurent Balthazar, From Basel 1 to Basel 3: the integration of state of the art risk modeling in banking regulation, London: Palgrave Macmillan, ISBN 1-4039-4888-7.

3. European Banking Authority - Regulation and policy: https://www.eba.europa.eu/regulation-and-policy

4. European Banking Authority - Interactive Single Rulebook: https://www.eba.europa.eu/regulation-and-policy/single-rulebook/interactive-single-rulebook

5. Karel Kabelík, Banking Regulation – Trends & Impacts, Prague: Czech Banking Association, ISBN 978-80-260-7979-8.

6. Marcel Magnus, Alienor Anne Duvillet-Margerit, Benoit Mesnard, Upgrading the Basel standards: from Basel III to Basel IV? Economic Governance Support Unit (EGOV) of the European Parliament, European Union, 2017.

Sylabus

čeština

Poslední úprava: PhDr. Petr Bednařík, Ph.D. (15.05.2020)

Lectures / Seminars

1) Introduction

2) Purpose of a bank & history of banking regulation

3) Corporate governance principles for banks

4) Basel regulation and its development

5) CRD IV / CRR

6) CNB regulatory and supervision tools

7) European Stability Mechanism + European Financial Stability Facility

8) Reforms of EU banking sector

9) Consumer protection in new and planned regulation in the financial sector

angličtina

Poslední úprava: Mgr. Michaela Čuprová (07.06.2020)

Lectures / Seminars

1) Introduction

2) Purpose of a bank & history of banking regulation

3) Corporate governance principles for banks

4) Basel regulation and its development

5) CRD IV / CRR

6) CNB regulatory and supervision tools

7) European Stability Mechanism + European Financial Stability Facility

8) Reforms of EU banking sector

9) Consumer protection in new and planned regulation in the financial sector