Banking and Financial Regulation - JEM142
Title: Banking and Financial Regulation
Guaranteed by: Institute of Economic Studies (23-IES)
Faculty: Faculty of Social Sciences
Actual: from 2022
Semester: summer
E-Credits: 6
Examination process: summer s.:
Hours per week, examination: summer s.:2/2, Ex [HT]
Capacity: 97 / 97 (59)
Min. number of students: unlimited
4EU+: no
Virtual mobility / capacity: no
State of the course: taught
Language: English
Teaching methods: full-time
Teaching methods: full-time
Note: course can be enrolled in outside the study plan
enabled for web enrollment
priority enrollment if the course is part of the study plan
Guarantor: doc. Ing. Zdeněk Tůma, CSc.
PhDr. Vladimír Dvořák
Teacher(s): PhDr. Vladimír Dvořák
Alessandro Chiari
doc. Ing. Zdeněk Tůma, CSc.
Class: Courses for incoming students
Examination dates   SS schedule   Noticeboard   
Annotation -
Last update: Ing. Monika Hollmannová (29.10.2019)
This course is mainly focused on the latest trends and development in financial and banking regulatory framework. The lectures familiarize students with development in banking regulation with emphasis on Basel rules (CRD IV/CRR). After the completion of the course, students should have detail knowledge of regulatory procedures as well as models used in credit/market risk management.
Course completion requirements
Last update: PhDr. Vladimír Dvořák (18.02.2019)

Team presentation: 25 pts

Mid-term test: 25 pts

Total from seminars: 50 pts

Final written + oral exam: 50 pts

Total: 100 pts

 

Literature -
Last update: Mgr. Michaela Čuprová (07.06.2020)

Indicative bibliography

1.Mejstřík,M. - Pečená, M. - Teplý, P. (2008). Basic Principles of Banking, Prague: Karolinumpress, ISBN 978-80-246-1500-4.

2. CRD IV – „Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC Text with EEA relevance“.

3.CRR –„Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Text with EEA relevance“.

Recommended:

1. Heidi M. Schooner, Michael Taylor, Global Bank Regulation: Principles and Policies, Amsterdam: Elsevier, ISBN 978-0- 12-641003-7.

2. Laurent Balthazar, From Basel 1 to Basel 3: the integration of state of the art risk modeling in banking regulation, London: Palgrave Macmillan, ISBN 1-4039-4888-7.

3. European Banking Authority - Regulation and policy: https://www.eba.europa.eu/regulation-and-policy

4. European Banking Authority - Interactive Single Rulebook: https://www.eba.europa.eu/regulation-and-policy/single-rulebook/interactive-single-rulebook

5. Karel Kabelík, Banking Regulation – Trends & Impacts, Prague: Czech Banking Association, ISBN 978-80-260-7979-8.

6. Marcel Magnus, Alienor Anne Duvillet-Margerit, Benoit Mesnard, Upgrading the Basel standards: from Basel III to Basel IV? Economic Governance Support Unit (EGOV) of the European Parliament, European Union, 2017.

Syllabus -
Last update: Mgr. Michaela Čuprová (07.06.2020)

Lectures / Seminars

1) Introduction

2) Purpose of a bank & history of banking regulation

3) Corporate governance principles for banks

4) Basel regulation and its development

5) CRD IV / CRR

6) CNB regulatory and supervision tools

7) European Stability Mechanism + European Financial Stability Facility

8) Reforms of EU banking sector

9) Consumer protection in new and planned regulation in the financial sector